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Form 8-K Post Closing Exchange Instructions

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K
CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  January 14, 2021

GENERATIONS BANCORP NY, INC.
(Exact Name of Registrant as Specified in Charter)

Maryland

001-39883 85-3659943

(State or Other Jurisdiction
of Incorporation)

(Commission File No.)

(I.R.S. Employer Identification No.)
20 East Bayard Street, Seneca Falls, New York

13148

(Address of Principal Executive Offices) (Zip Code)

Registrant's telephone number, including area code: (315) 568-5855

Not Applicable                              
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Common stock, $0.01 par value per share GBNY The Nasdaq Stock Market, LLC
Title of Each Class Trading Symbol(s) Name of Each Exchange on Which Registered

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

Item 8.01 Other Events

On January 14, 2021, Generations Bancorp NY, Inc. (the “Company”) (Nasdaq: GBNY), the holding company of Generations Bank, issued a press release to provide additional information to record holders of the Company’s common stock with respect to the exchange of shares of the common stock of Seneca-Cayuga Bancorp, Inc., the former holding company of Generations Bank. For additional information, reference is made to the press release dated January 14, 2021, which is attached as an exhibit hereto and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits
   
  99.1 Press Release dated January 12, 2021

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

  GENERATIONS BANCORP NY, INC.
   
   
   
DATE: January 12, 2021 By: s/ Menzo D. Case
       Menzo D. Case
       President and Chief Executive Officer

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